AVP Compliance Monitoring and Testing - Investment Bank

Our client is an investment bank with worldwide presence. They are currently looking for an AVP Compliance Monitoring and Testing to join their Compliance Team

Responsibilities:

  • Provide guidance on compliance and deliver high quality monitoring and testing reviews
  • Provide recommendations and validate compliance against applicable regulations and policies and procedures
  • Present and report results review to Business Management
  • Work Closely with Product Compliance and Compliance advisory team on any business development and regulatory related matters

Requirements:

  • Bachelor Degree in Economics, Finance , Risk Management or any related disciplines
  • Minimum 3-5 years of experience in Compliance Testing / Product Compliance / Equities Compliance / Fixed Income Compliance
  • Strong understanding of investment banking business , regulatory framework and product knowledge
  • Excellent command in spoken and written English.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.