The Compliance Analyst will be part of a team responsible for compliance oversight for both the investment management business and the investment banking business. This position involves on-boarding of clients, policy and regulatory updates across the group, and dealing with regulatory queries. In addition, the role requires the monitoring and management reporting of trading activities, maintenance of compliance registers, corporate record keeping; conducting compliance-related staff training, assisting with internal and external audit requests.
The successful candidate will have more than 2 years of experience in a compliance role covering similar responsibilities to the above-mentioned. They will have a clear interest in financial markets, great communication skills, enjoy stakeholder management and be capable of analysing and reporting on, large volumes of information.
To apply online, please click on the appropriate link. Alternatively, for a confidential discussion, please contact Sophia Wynter on (02) 9236 9008. For a full review of our active roles, please visit our website at www.taylorroot.com.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
For a full review of our active roles, please visit our website at www.taylorroot.com.au
Taylor Root is part of the The Specialist Recruitment Group PTY LTD, which is acting as an Employment Agency in relation to this vacancy.