Compliance Manager - Asset Management

  • Location

    London, England

  • Sector:

    Banking & Financial Services

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Guy Fraser

  • Contact email:

    guyfraser@taylorroot.com

  • Job ref:

    1076622_1552483469

  • Published:

    6 months ago

  • Expiry date:

    2019-04-12

  • Startdate:

    ASAP

  • Consultant:

    #

The Company

The firm has an average employee turnover of 7 years and with over 2000 employees across 28 countries. The firm is part of a global financial services group and offers multi-asset investment solutions to their clients (Fixed Income, Equities, Quantitative Investing, Real Estate, Structured Finance).

The Position

Compliance Manager to act as a business partner to the firm's 3 regulated entities.

Responsibilities

  • Advise the business on compliance related issues arising from compliance reviews
  • Maintain awareness of regulatory developments and how these might impact the business
  • Attend regulatory business governance meetings providing advice on the development and launch of new products, new business models etc.
  • Work with the business to enhance controls and be the "voice" of compliance
  • Assist the business with regulatory submissions and filings
  • Contribute to the annual compliance plan with regards to prevention and culture

Key skills & experience

  • 5 years+ Asset Management experience
  • UK regulatory knowledge within the compliance department of an asset manager
  • Proven track record of building strong relationships with business leaders
  • Strong written and oral communication skills

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.