Risk & Compliance Associate

Our client is one Australia's fastest growing investment firms with an impressive track record.

An opportunity has arisen for a Risk & Compliance professional in the Melbourne office of this global brand.

This is a 12-month contract position.

This is an important role with a variety of responsibilities including:

  • Work with the risk committee and assist in the operation of the Risk & Compliance function in Australia, and in the management of anti-money laundering obligations globally
  • Manage incident and breach reporting, including whistle-blower management
  • Obtain new regulator licences and maintain existing licences for products, as required
  • Distribute, maintain and supervise the risk management plan and adherence to policies
  • Liaise with regulators (ASIC, APRA) and provide risk training for staff

Skills and experience:

  • Related industry experience, typically 2-5 years in the finance, investment or funds space
  • Tertiary qualifications in law, commerce, economics, finance or related field
  • Sound understanding of all laws, regulations and governance requirements as they relate to the business
  • Sound financial knowledge

Rewarding career in a collaborative and collegiate international environment.

Competitive salary on offer.

Interested?

Should you be interested in discussing this position or discussing your In-house ambitions more generally, please get in touch with Kimberley Morton at Taylor Root on 02 9236 9016 or at kimberleymorton@taylorroot.com.au

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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