Vice President Compliance Advisory EMEA

  • Location:

    Frankfurt, Hessen

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Tobias Herweijer

  • Job ref:


  • Published:

    24 days ago

  • Expiry date:


  • Startdate:


For our client, one of the world's leading providers of investment, advisory and risk management solutions, we are currently recruiting a Vice President Compliance Advisory to join the compliance department at their German HQ in Frankfurt am Main. This position is an expansion and will complement the German and Swiss teams and will work closely with the wider compliance teams in the EMEA region. In this role you will report into the Head of Compliance Germany.

About the role:

As Vice President Compliance Advisory your main will be responsible for advising the business and management at all levels on various compliance topics, including marketing and sales activities in the DACH region and abroad. You will support local heads of compliance in maintaining and improving compliance frameworks, dealing with regulatory issues, reviewing local policies and monitoring of- and reporting on business activities and related compliance matters.
It is a very exciting and dynamic position in which you will have to be able to communicate at all levels and have a pragmatic and assertive mindset.

About you:

* Substantial experience within the financial services industry, a leading professional services firm or an international law firm;
* University degree;
* Sound knowledge of the EU (and Swiss) regulatory environment and a proven capability of applying this knowledge in practice;
* Business fluency in German and English, any other language is considered as a plus

The SR Group (Germany) GmbH is acting as an external recruitment agency in relation to this vacancy.

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